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North Dakota Receives $140,000 In Settlements With Three Firms

By Alex Carmenaty Jul 17, 2026 | 8:03 AM

(KNOX/KX News) –North Dakota received $140,000 this year from settlements with three firms. The state’s Insurance & Securities Department announced they have received the money as part of multi-state enforcement actions to protect North Dakotans from unfair or unreasonable company practices.

Three settlements have been reached with Edward Jones, LPL Financial, and Stifel. Edward Jones paid $100,000 in June, while LPL Financial and Stifel both paid $20,000 in February.
The money was added to the state’s Investor Education & Technology Fund, which provides financial services and education to the public

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